Financial Regulations and Capital Markets

Ekenberg & Andersson assist both Swedish and international companies in matters regarding financial regulations and capital markets.
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Financial Regulations and Capital Markets

Ekenberg & Andersson regularly provides advisory services within financial regulations, capital markets and other regulatory matters. We assist our clients with permits to operate, enforced supervision, IPO requirements, prospectus and current compliance in accordance with the financial regulations and the regulations for stock markets.

We assist Swedish and international banks, credit institutions, securities companies, funds, insurance companies and other financial institutions with e.g. assessments and reports of different parts of the business, drafting of permits to operate and internal policies, applications for assessments of management, ownership and senior executives in owner company as well as regulatory compliance controls.

For listed companies, or companies that will be listed, we offer e.g. review of disclosures in accordance with Market Abuse Regulation, reporting of transactions to the Financial Supervisory Authority, drafting of prospectus as well as assistance during IPOs and capital raisings.

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We can assist you with e.g.

  • Application for license to operate

  • Regulatory compliance

  • Cross-border activities

  • Applications for management, ownership and senior executives in owner company assessments

  • Enforced supervision

  • Internal policies

  • Compliance programs

  • Prospectus

  • Disclosure of information

  • Assessment of business

  • Reporting to the

  • Financial Supervisory Authority

  • Courses

  • IPO

  • Capital requirements and solvency